David Moret (CRD# 1221301) is an Investment Advisor Representative working at Wellesley Asset Management, Inc. in Wellesley, MA and has over 32 years of experience in the finance industry.
CRD# 2616253
Walnut Hill Advisors, LLC
Score
104
CRD# 2513892
Advanced Portfolio Design, LLC
Score
103
CRD# 5189191
Assetgrade, LLC
Score
103
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Foreside Fund Services, LLC | Monterey, CA | Feb 2017 - Current | 1 |
| Wellesley Asset Management, Inc. | Monterey, CA | Jan 2017 - Current | 1 |
| Principal Funds Distributor Inc. | Folsom, CA | Jan 2016 - Dec 2016 | < 1 |
| Principal Life Insurance Company | Alamo, CA | Dec 2007 - Dec 2016 | 9 |
| Princor Financial Services Corporation | Alamo, CA | Jul 2008 - Mar 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1986 |
| S65 | NASAA Investment Advisors Law Examination | Nov 2000 |
- CA
-
Total Assets Under Management2,639MILLIONS
-
Total Number of Accounts1,763ACCOUNTS
-
Average Account Value$1,496,918
- A percentage of assets under your management
- Performance-based fees
- Other
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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