David Moret, financial advisor Wellesley MA
93 score

David Moret

CRD Number: 1221301
Current Firm: Wellesley Asset Management, Inc.

David Moret (CRD# 1221301) is an Investment Advisor Representative working at Wellesley Asset Management, Inc. in Wellesley, MA and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Foreside Fund Services, LLC Monterey, CA Feb 2017 - Current 1
Wellesley Asset Management, Inc. Monterey, CA Jan 2017 - Current 1
Principal Funds Distributor Inc. Folsom, CA Jan 2016 - Dec 2016 < 1
Principal Life Insurance Company Alamo, CA Dec 2007 - Dec 2016 9
Princor Financial Services Corporation Alamo, CA Jul 2008 - Mar 2016 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1986
S65 NASAA Investment Advisors Law Examination Nov 2000
Contact Info for David J. Moret
Phone Number: 781-416-4000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    2,639
    MILLIONS
  • Total Number of Accounts
    1,763
    ACCOUNTS
  • Average Account Value
    $1,496,918
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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