David Morris, financial advisor Suwanee GA
93 score

David Morris

CRD Number: 5607829
Current Firm: Sa Stone Investment Advisors Inc.

David Morris (CRD# 5607829) is an Investment Advisor Representative working at Sa Stone Investment Advisors Inc. in Suwanee, GA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Sterne Agee Investment Advisor Services, Inc. Birmingham, AL Jun 2016 - Current 1
Sterne Agee Financial Services, Inc. Suwanee, GA May 2013 - Current 4
Northwestern Mutual Investment Services, LLC Atlanta, GA Dec 2008 - Current 9
Northwestern Mutual Life Insurance Company Milwaukee, WI Oct 2008 - Current 9
Ford Motor Company Atlanta, GA Jun 1999 - Oct 2008 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2009
S65 NASAA Investment Advisors Law Examination Jan 2014
Contact Info for David J. Morris
Phone Number: 205-414-3367
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    1,230
    MILLIONS
  • Total Number of Accounts
    6,253
    ACCOUNTS
  • Average Account Value
    $196,678
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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