David Rosenblum (CRD# 5672079) is an Investment Advisor Representative working at Orion Portfolio Solutions, LLC in Omaha, NE and has over 12 years of experience in the finance industry. David Rosenblum has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6243132
Edward Jones
CRD# 5297231
Charles Schwab & Company, Inc.
CRD# 6157826
Principal Advised Services
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
The CFA is the gold standard for financial professionals who analyze securities. CFAs focus on portfolio construction and investment selection.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Orion Portfolio Solutions, LLC | Omaha, NE | May 2022 - Current | 1 |
| Brinker Capital Securities | Berwyn, PA | May 2022 - Current | 1 |
| Agrofresh Solutions, Inc. | Philadelphia, PA | Feb 2019 - May 2022 | 3 |
| Silver Oak Securities Inc. | Jackson, TN | Apr 2018 - May 2022 | 4 |
| American Cornerstone Group | Warminster, PA | Jul 2017 - May 2022 | 4 |
| Apple Leisure Group | Newtown Square, PA | Aug 2017 - Feb 2019 | 1 |
| Lincoln Financial Securities Corporation | Warminster, PA | Jul 2017 - Mar 2018 | < 1 |
| Visiting Nurse Group, Inc. | Philadelphia, PA | Sep 2016 - Aug 2017 | < 1 |
| Unemployed | Philadelphia, PA | Jan 2016 - Sep 2016 | < 1 |
| Resource Securities, Inc. | Philadelphia, PA | Jul 2014 - Jan 2016 | 1 |
| Jackson National Life Distributors LLC | Franklin, TN | Jun 2011 - Jul 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2011 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2019 |
- NE
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Total Assets Under Management53,844MILLIONS
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Total Number of Accounts299,169ACCOUNTS
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Average Account Value$179,980
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
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