David Stein, financial advisor Tampa FL
93 score

David Stein

CRD Number: 1798544
Current Firm: Research Financial Strategies

David Stein (CRD# 1798544) is an Investment Advisor Representative working at Research Financial Strategies in Tampa, FL and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Research Financial Strategies Rockville, MD Aug 2012 - Current 5
Purshe Kaplan Sterling Investments Albany, NY Aug 2012 - Current 5
Reutemann Financial Solutions, Inc. Rockville, MD Aug 2012 - Current 5
Stratos Wealth Partners, Ltd Fairlawn, OH Aug 2010 - Aug 2012 2
Lpl Financial Fairlawn, OH Jan 2010 - Aug 2012 2
Morgan Stanley Smith Barney Akron, OH Jun 2009 - Jan 2010 < 1
Citigroup Global Markets Inc. Fairlawn, OH Nov 2000 - Jan 2010 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1988
S65 NASAA Investment Advisors Law Examination Aug 1994
Contact Info for David B. Stein
Phone Number: 301-294-7500
Registered State(s):
  • FL
  • OH
By the Numbers
  • Total Assets Under Management
    356
    MILLIONS
  • Total Number of Accounts
    2,759
    ACCOUNTS
  • Average Account Value
    $129,063
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

CA, DC, DE, FL, GA, LA, MD, NC, NY, OH, PA, SC, TN, TX, UT, VA, WA

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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