David Stone, financial advisor Harrison AR
83 score

David Stone

CRD Number: 5360014
Current Firm: Stone Financial

David Stone (CRD# 5360014) is an Investment Advisor Representative working at Stone Financial in Harrison, AR and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Stone Financial And Wealth Advisors, LLC Harrison, AR Jul 2012 - Current 5
Stone Financial & Tax Center Harrison, AR Nov 2005 - Current 12
1st Global Advisors, Inc. Harrison, AR Jul 2012 - Jul 2015 3
1st Global Capital Corp. Harrison, AR Jul 2012 - Jul 2015 3
H.d. Vest Advisory Services, Inc. Harrison, AR Jun 2007 - Jul 2012 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2007
S65 NASAA Investment Advisors Law Examination Aug 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for David S. Stone
Phone Number: 870-743-2588
Registered State(s):
  • AR
  • MO
  • TX
By the Numbers
  • Total Assets Under Management
    10
    MILLIONS
  • Total Number of Accounts
    160
    ACCOUNTS
  • Average Account Value
    $63,797
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AR, MO, TX

Ready to hire a financial advisor? Get competitive proposals from David Stone and other advisors.
BADGES
83

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