David Sullivan, financial advisor Charleston SC
93 score

David Sullivan

CRD Number: 1796889
Current Firm: Advice And Planning Services

David Sullivan (CRD# 1796889) is an Investment Advisor Representative working at Advice And Planning Services in Charleston, SC and has over 30 years of experience in the finance industry.

Similar Advisors
Justin Follmer, financial advisor Charleston SC
Justin M. Follmer
CRD# 5195300
Coastal Wealth Advisors, LLC
Score
104
Similar Advisors
Justin Farnsworth, financial advisor Charleston SC
Justin F. Farnsworth
CRD# 5469964
First Citizens Investor Services, Inc.
Score
100
Similar Advisors
Edward Guidry, financial advisor Charleston SC
Edward J. Guidry
CRD# 6115213
Edward Jones
Score
100
Company Name Location Dates Years
Tiaa N. Charleston, SC Feb 2007 - Current 11
Tiaa-cref Individual & Institutional Services, LLC N. Charleston, SC Feb 2007 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1988
S66 NASAA Uniform Combined State Law Examination Dec 2000
Contact Info for David K. Sullivan
Phone Number: 212-490-9000
Firm Website: http://www.tiaa.org
Registered State(s):
  • SC
By the Numbers
  • Total Assets Under Management
    21,673
    MILLIONS
  • Total Number of Accounts
    55,750
    ACCOUNTS
  • Average Account Value
    $388,745
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from David Sullivan and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.