David ToeppeCRD Number: 5556937
Current Firm: Spc
David Toeppe (CRD# 5556937) is an Investment Advisor Representative working at Spc in Ann Arbor, MI and has over 9 years of experience in the finance industry.
Pathway Financial Planning
Chisholm & Darden Investment Advisors, Inc.
Tamma Capital LLC
|Spc||Ann Arbor, MI||Feb 2017 - Current||1|
|Sigma Financial Corporation||Ann Arbor, MI||Feb 2017 - Current||1|
|Cambridge Investment Research Inc.||Fairfield, IA||Feb 2015 - Feb 2017||2|
|Cambridge Investment Research Advisors Inc.||Fairfield, IA||Feb 2015 - Feb 2017||2|
|Parkland Securities||Ann Arbor, MI||Aug 2014 - Feb 2015||< 1|
|Sigma Planning Corporation||Ann Arbor, MI||Aug 2009 - Feb 2015||5|
|Sammons Securities||Ann Arbor, MI||Jul 2014 - Aug 2014||< 1|
|Sigma Financial Corporation||Ann Arbor, MI||Aug 2009 - Jul 2014||4|
|Unemployed||Monroe, MI||Jun 2009 - Aug 2009||< 1|
|Edward Jones||St Louis, MO||Jun 2008 - Jun 2009||1|
|Western Michigan University||Kalamazoo, MI||Sep 2007 - Apr 2008||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2008|
Total Assets Under Management2,586MILLIONS
Total Number of Accounts20,899ACCOUNTS
Average Account Value$123,754
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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