David Van Der Wekken, financial advisor Phoenix AZ
81 score

David Van Der Wekken

CRD Number: 5598532
Current Firm: Financial Engines Advisors LLC

David Van Der Wekken (CRD# 5598532) is an Investment Advisor Representative working at Financial Engines Advisors LLC in Phoenix, AZ and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Financial Engines Advisors LLC Phoenix, AZ Jun 2017 - Current < 1
Scottrade, Inc. St. Louis, MO Oct 2016 - Jun 2017 < 1
Wells Fargo Advisors LLC Saint Louis, MO Nov 2011 - Oct 2016 4
Wells Fargo Advisors LLC Salt Lake City, UT Nov 2011 - Oct 2016 4
Wells Fargo Advisors LLC Salt Lake City, UT Jan 2011 - Nov 2011 < 1
Wells Fargo Investments, LLC Salt Lake City, UT Sep 2008 - Jan 2011 2
Ben & Dave, Inc. Magna, UT Feb 2004 - Dec 2009 5
Wells Fargo Bank, N.a. Salt Lake City, UT Jul 2005 - Sep 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for David J. Van Der Wekken
Phone Number: 408-498-6000
Registered State(s):
  • AZ
  • CA
By the Numbers
  • Total Assets Under Management
    138,000
    MILLIONS
  • Total Number of Accounts
    1,166,541
    ACCOUNTS
  • Average Account Value
    $118,298
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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