David Wall, financial advisor Gaffney SC
93 score

David Wall

CRD Number: 4442462
Current Firm: Lpl Financial LLC

David Wall (CRD# 4442462) is an Investment Advisor Representative working at Lpl Financial LLC in Gaffney, SC and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Gaffney, SC Feb 2018 - Current < 1
Invest Financial Corporation Tampa, FL Jul 2017 - Current < 1
United Community Bank/invest Financial Gaffney, SC Jun 2017 - Current < 1
Wells Fargo Clearing Services, LLC Gaffney, SC Nov 2016 - Jun 2017 < 1
Wachovia Bank, N.a. Gaffney, SC Mar 1997 - Jun 2017 20
Wells Fargo Advisors LLC Gaffney, SC May 2009 - Nov 2016 7
Wachovia Securities, LLC Gaffney, SC Jun 2003 - May 2009 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2001
S66 NASAA Uniform Combined State Law Examination Aug 2013
Contact Info for David E. Wall
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • SC
By the Numbers
  • Total Assets Under Management
    117,248
    MILLIONS
  • Total Number of Accounts
    551,780
    ACCOUNTS
  • Average Account Value
    $212,490
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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