Dean Diaz, financial advisor Waco TX
93 score

Dean Diaz

CRD Number: 4445024
Current Firm: Diligent & Steadfast Asset Management, LLC

Dean Diaz (CRD# 4445024) is an Investment Advisor Representative working at Diligent & Steadfast Asset Management, LLC in Waco, TX and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Dean Diaz, Sole Proprietor Waco, TX Jul 2017 - Current < 1
Diligent & Steadfast Asset Management, LLC Waco, TX Jul 2017 - Current < 1
Eagle Strategies LLC Irvine, CA Nov 2013 - Jul 2017 3
Nylife Securities LLC New York, NY May 2009 - Jul 2017 8
New York Life Insurance Irvine, CA Mar 2009 - Jul 2017 8
Centex Homes Corona, CA Oct 2002 - Mar 2009 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2009
S66 NASAA Uniform Combined State Law Examination Oct 2013
Contact Info for Dean J. Diaz
Phone Number: 714-820-9011
Registered State(s):
  • CA
  • TX
Current Firm Details
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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