Dell Hughes, financial advisor Broken Arrow OK

Dell Hughes

CRD Number: 1804123
Current Firm: Cl Wealth Management LLC

Dell Hughes (CRD# 1804123) is an Investment Advisor Representative working at Cl Wealth Management LLC in Broken Arrow, OK and has over 35 years of experience in the finance industry.

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Company Name Location Dates Years
Cl Wealth Management LLC New York, NY Jun 2017 - Current 6
Cabot Lodge Securities LLC Broken Arrow, OK May 2017 - Current 6
Wilbanks Securities Advisory Oklahoma City, OK May 2016 - May 2017 1
Wilbanks Securities Oklahoma City, OK Jan 2002 - May 2017 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1988
S65 NASAA Investment Advisors Law Examination May 1995
S66 NASAA Uniform Combined State Law Examination Sep 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Dell R. Hughes
Phone Number: 212-388-6200
Registered State(s):
  • CA
  • NE
  • OK
By the Numbers
  • Total Assets Under Management
    533
    MILLIONS
  • Total Number of Accounts
    2,003
    ACCOUNTS
  • Average Account Value
    $265,993
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV, WY

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