Denise Martindale, financial advisor Bloomington IN
83 score

Denise Martindale

CRD Number: 1951298
Current Firm: Thurston Springer Financial

Denise Martindale (CRD# 1951298) is an Investment Advisor Representative working at Thurston Springer Financial in Bloomington, IN and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Thurston Springer Miller Herd & Titak, Inc. Indianapolis, IN Apr 2016 - Current 1
Transamerica Financial Advisors, Inc. Bloomington, IN May 2013 - Apr 2016 2
Merrill Lynch Bloomington, IN Feb 2006 - May 2013 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1991
S65 NASAA Investment Advisors Law Examination Dec 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Denise A. Martindale
Phone Number: 317-581-4000
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States


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