Dennis Harp, financial advisor North Ridgeville OH
58 score

Dennis Harp

CRD Number: 1184266
Current Firm: Edward Jones

Dennis Harp (CRD# 1184266) is an Investment Advisor Representative working at Edward Jones in North Ridgeville, OH and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Edward Jones Saint Louis, MO Feb 2017 - Current 1
Metlife Securities Inc. Broadview Heights, OH Aug 2011 - Feb 2017 5
Mass Mutual Life Insurance Cleveland, OH Jun 2004 - Aug 2011 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Dennis J. Harp
Phone Number: 314-515-2000
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    262,473
    MILLIONS
  • Total Number of Accounts
    2,049,107
    ACCOUNTS
  • Average Account Value
    $128,091
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
58

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