Dennis Walker, financial advisor Verona MO
48 score

Dennis Walker

CRD Number: 1058338
Current Firm: Walker Asset Management, LLC

Dennis Walker (CRD# 1058338) is an Investment Advisor Representative working at Walker Asset Management, LLC in Verona, MO and has over 35 years of experience in the finance industry.

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Company Name Location Dates Years
Walker Asset Management, LLC Verona, MO Aug 2016 - Current 1
Signalpoint Asset Management LLC Springfield, MO Jul 2013 - Feb 2017 3
Wells Fargo Advisors Financial Network LLC Springfield, MO May 2009 - Jul 2013 4
Wachovia Securities Financial Network, Llc (11025) Springfield, MO Mar 2007 - May 2009 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1982
S65 NASAA Investment Advisors Law Examination Aug 1993
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Dennis Walker
Phone Number: 417.235.9125
Registered State(s):
  • MO
  • TX
By the Numbers
  • Total Assets Under Management
    132
    MILLIONS
  • Total Number of Accounts
    392
    ACCOUNTS
  • Average Account Value
    $336,028
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States

AR, FL, MO, NE, TX, WI

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