Derek LairdCRD Number: 3062601
Current Firm: Santander Securities
Derek Laird (CRD# 3062601) is an Investment Advisor Representative working at Santander Securities in Williston Park, NY and has over 19 years of experience in the finance industry.
Legacy Care Wealth, LLC
Altium Wealth Management LLC
American Portfolios Advisors, Inc.
|Santander Securities LLC||San Juan, PR||Sep 2015 - Current||2|
|Santander Bank Na||Bronx, NY||Aug 2015 - Current||2|
|J.p. Morgan Securities LLC||Howard Beach, NY||Oct 2012 - Jun 2015||2|
|Chase Investment Services Corp||Ozone Park, NY||Mar 2012 - Oct 2012||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Rosedale, NY||Oct 2009 - Mar 2012||2|
|Banc Of America Investment Services, Inc.||Greenwich, CT||Oct 2004 - Oct 2009||5|
|Banc Of America Insurance Services, Inc.||Rosedale, NY||Oct 2004 - Oct 2009||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1998|
|S65||NASAA Investment Advisors Law Examination||Oct 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management610MILLIONS
Total Number of Accounts4,969ACCOUNTS
Average Account Value$122,752
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
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