Diego Obando, financial advisor Miami FL
90 score

Diego Obando

CRD Number: 6102868
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Diego Obando (CRD# 6102868) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Miami, FL and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. New York, NY Aug 2014 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York, NY Jul 2013 - Current 4
Axa Advisors New York, NY Mar 2013 - Jul 2013 < 1
Unemployed New York, NY Oct 2012 - Mar 2013 < 1
Yext New York, NY Oct 2011 - Oct 2012 1
Capital Guardian, LLC Charlotte, NC Jul 2012 - Sep 2012 < 1
Blackbook Media New York, NY Aug 2011 - Sep 2011 < 1
Unemployed Bloomington, IN Aug 2010 - Jul 2011 < 1
Indiana University Indiana, IN Sep 2009 - Jun 2011 1
Time Warner Bloomington, IN Jun 2010 - Aug 2010 < 1
Cantor Fitzgerald Bloomington, IN May 2010 - Jun 2010 < 1
Unemployed Bloomington, IN Aug 2009 - May 2010 < 1
Diveo Bloomington, IN Jul 2009 - Aug 2009 < 1
Bezu Bloomington, IN Jan 2009 - Aug 2009 < 1
Hnm Bethesda, MD Aug 2008 - Dec 2008 < 1
Old Anglers Inn Potomac, IN May 2008 - Aug 2008 < 1
Unemployed Potomac, MD Aug 2007 - Apr 2008 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2013
S65 NASAA Investment Advisors Law Examination Oct 2013
Contact Info for Diego A. Obando
Phone Number: 800-637-7455
Registered State(s):
  • CT
  • TX
  • FL
By the Numbers
  • Total Assets Under Management
    639,574
    MILLIONS
  • Total Number of Accounts
    1,831,494
    ACCOUNTS
  • Average Account Value
    $349,209
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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