Dineen Hughes, financial advisor The Woodlands TX
96 score

Dineen Hughes

CRD Number: 2010216
Current Firm: Oppenheimer & Company Inc.

Dineen Hughes (CRD# 2010216) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in The Woodlands, TX and has over 10 years of experience in the finance industry. Dineen Hughes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Oppenheimer & Company Inc. The Woodlands, TX Aug 2016 - Current 1
Usaa Financial Advisors, Inc. Houston, TX May 2011 - Jul 2016 5
Usaa Financial Planning Services Houston, TX May 2011 - Jul 2016 5
Chase Investment Services Corp New Caney, TX Jul 2009 - May 2011 1
Wells Fargo Investments, LLC Houston, TX Jul 2008 - Jun 2009 < 1
Wells Fargo Investments, LLC Kingwood, TX Aug 2007 - Jul 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2007
Contact Info for Dineen Hughes
Phone Number: 212-668-8000
Firm Website: http://www.opco.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    9,642
    MILLIONS
  • Total Number of Accounts
    20,229
    ACCOUNTS
  • Average Account Value
    $476,650
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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