Douglas Hafemann, financial advisor Mequon WI

Douglas Hafemann

CRD Number: 4360897
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Douglas Hafemann (CRD# 4360897) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Mequon, WI and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Mequon, WI May 2020 - Current < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mequon, WI Mar 2020 - Current < 1
Unemployed Brookfield, WI Sep 2019 - Feb 2020 < 1
Robert W. Baird & Company Milwaukee, WI Mar 2012 - Aug 2019 7
William Blair & Co Lllc Chicago, IL Jun 2010 - Mar 2012 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2001
S65 NASAA Investment Advisors Law Examination Jun 2020
Contact Info for Douglas Hafemann
Phone Number: 800-637-7455
Registered State(s):
  • TX
  • WI
By the Numbers
  • Total Assets Under Management
    962,052
    MILLIONS
  • Total Number of Accounts
    2,529,169
    ACCOUNTS
  • Average Account Value
    $380,383
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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