Douglas McCauleyCRD Number: 1257811
Current Firm: Madison Avenue Securities, LLC
Douglas McCauley (CRD# 1257811) is an Investment Advisor Representative working at Madison Avenue Securities, LLC in Arlington, VT and has over 9 years of experience in the finance industry.
Commonwealth Financial Network
Manchester Capital Management LLC
Manchester Capital Management LLC
|New England Tax Pro, LLC||Arlington, VT||Feb 2011 - Current||7|
|Vermont Investment & Insurance Company LLC||Arlington, VT||Sep 2009 - Current||8|
|Madison Avenue Securities, Inc.||San Diego, CA||Mar 2009 - Current||9|
|Madison Avenue Securities, Inc.||Arlington, VT||Aug 2008 - Current||9|
|Mccauley Financial Services||Arlington, VT||Jul 2009 - Sep 2009||< 1|
|Seniors Only Financial Of Vt||Arlington, VT||Nov 1999 - Jun 2009||9|
|Madison Avenue Advisors, Inc.||Arlington, VT||Aug 2008 - Mar 2009||< 1|
|Kalos Management, Inc.||Alpharetta, GA||Oct 2005 - Aug 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2009|
|S65||NASAA Investment Advisors Law Examination||Feb 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Regulatory Event
- Judgments / Liens
Total Assets Under Management785MILLIONS
Total Number of Accounts5,938ACCOUNTS
Average Account Value$132,153
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.