Douglas Schulte, financial advisor Des Moines IA

Douglas Schulte

CRD Number: 2969044
Current Firm: Lpl Financial LLC

Douglas Schulte (CRD# 2969044) is an Investment Advisor Representative working at Lpl Financial LLC in Des Moines, IA and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Clive, IA Sep 2020 - Current 3
First American Bank (accquired By Greenstate Cu) Clive, IA Sep 2001 - Current 22
Royal Alliance Associates, Inc. Clive, IA Nov 2018 - Sep 2020 1
Sii Clive, MA Mar 2017 - Nov 2018 1
Ameritas Investment Corp Lincoln, NE Sep 2001 - Feb 2017 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1998
S66 NASAA Uniform Combined State Law Examination Jul 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Douglas R. Schulte
Phone Number: 704-733-3300
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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