Douglas Woodward, financial advisor Calverton MD
96 score

Douglas Woodward

CRD Number: 3018072
Current Firm: Td Private Client Wealth LLC

Douglas Woodward (CRD# 3018072) is an Investment Advisor Representative working at Td Private Client Wealth LLC in Calverton, MD and has over 20 years of experience in the finance industry. Douglas Woodward has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Td Private Client Wealth LLC Calverton, MD Feb 2017 - Current 1
Td Bank, N.a. Vienna, VA Feb 2017 - Current 1
Wells Fargo Clearing Services, LLC Baltimore, MD Nov 2016 - Feb 2017 < 1
Wells Fargo Advisors LLC Baltimore, MD May 2009 - Nov 2016 7
Wachovia Bank, N.a. Baltimore, MD Mar 2008 - May 2009 1
Wachovia Securities, LLC Baltimore, MD Mar 2008 - May 2009 1
Banc Of America Investment Services, Inc. Baltimore, MD Feb 2001 - Mar 2008 7
Bank Of America, N.a. Baltimore, MD Apr 1989 - Mar 2008 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1998
S66 NASAA Uniform Combined State Law Examination Dec 2002
Contact Info for Douglas K. Woodward
Phone Number: 212-897-2399
Firm Website: http://www.tdbank.com
Registered State(s):
  • DE
  • VA
  • IL
  • MD
By the Numbers
  • Total Assets Under Management
    2,695
    MILLIONS
  • Total Number of Accounts
    2,389
    ACCOUNTS
  • Average Account Value
    $1,127,962
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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