Dwayne Maki, financial advisor San Diego CA

Dwayne Maki

CRD Number: 3146504
Current Firm: Wedbush Securities Inc.

Dwayne Maki (CRD# 3146504) is an Investment Advisor Representative working at Wedbush Securities Inc. in San Diego, CA and has over 25 years of experience in the finance industry.

Similar Advisors
Thomas Blottenberger, financial advisor San Diego CA
Thomas E. Blottenberger
CRD# 5769283
Paradigm Shift Financial, LLC
Similar Advisors
Mark Richards, financial advisor San Diego CA
Mark W. Richards
CRD# 2730478
Madison Avenue Securities, LLC
Similar Advisors
Kevin Christensen, financial advisor San Diego CA
Kevin D. Christensen
CRD# 5621865
Lpl Financial LLC
Company Name Location Dates Years
Wedbush Securities Honolulu, HI Nov 2023 - Current < 1
Bank Of America, N.a. Honolulu, HI Nov 2019 - Nov 2023 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Honolulu, HI Oct 2019 - Nov 2023 4
Hawaiiusa Federal Credit Union Honolulu, HI May 2007 - Oct 2019 12
Cuso Financial Services, LP San Diego, CA May 2007 - Oct 2019 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1998
S65 NASAA Investment Advisors Law Examination Dec 1998
S66 NASAA Uniform Combined State Law Examination Aug 2007
Contact Info for Dwayne C. Maki
Phone Number: 213-688-8000
Registered State(s):
  • HI
By the Numbers
  • Total Assets Under Management
    4,502
    MILLIONS
  • Total Number of Accounts
    9,055
    ACCOUNTS
  • Average Account Value
    $497,178
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.