Elaine Parlberg, financial advisor Frankenmuth MI
93 score

Elaine Parlberg

CRD Number: 5579830
Current Firm: Spc

Elaine Parlberg (CRD# 5579830) is an Investment Advisor Representative working at Spc in Frankenmuth, MI and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Sigma Financial Corporation Ann Arbor, MI Jan 2015 - Current 3
Spc Ann Arbor, MI Jan 2015 - Current 3
Mml Investors Services Southfield, MI Jul 2014 - Dec 2014 < 1
Mass Mutual Life Insurance Company Southfield, MI Apr 2014 - Dec 2014 < 1
Mutual Of Omaha Investor Services, Inc. Omaha, NE Sep 2013 - Apr 2014 < 1
Mutual Of Omaha Troy, MI Jul 2013 - Apr 2014 < 1
Thrivent Investment Management Inc. Frankenmuth, MI Aug 2008 - Aug 2013 5
Thrivent Financial For Lutherans Appleton, WI Aug 2008 - Aug 2013 5
Oscar Rau Furniture Frankenmuth, MI Mar 2006 - Jul 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2008
Contact Info for Elaine A. Parlberg
Phone Number: 734-663-1611
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    2,586
    MILLIONS
  • Total Number of Accounts
    20,899
    ACCOUNTS
  • Average Account Value
    $123,754
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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