Elsa Wartner, financial advisor Mooresville NC
93 score

Elsa Wartner

CRD Number: 6024349
Current Firm: Suntrust Advisory Services, Inc.

Elsa Wartner (CRD# 6024349) is an Investment Advisor Representative working at Suntrust Advisory Services, Inc. in Mooresville, NC and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Suntrust Advisory Services LLC Mooresville, NC Nov 2016 - Current 1
Suntrust Bank Mooresville, NC Nov 2016 - Current 1
Private Client Services LLC Louisville, KY Apr 2012 - Nov 2016 4
Strategic Investment Advisors Albemarle, NC Jan 2012 - Nov 2016 4
Unc Charlotte Charlotte, NC Aug 2011 - Dec 2013 2
Uwharrie Capital Corp Albemarle, NC May 2008 - Dec 2011 3
Pfeiffer University Misenheimer, NC Aug 2008 - May 2010 1
Stanly Comm College Albemarle, NC Aug 2006 - May 2008 1
Bank Of Stanly Albemarle, NC Jul 2006 - Apr 2008 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2012
S65 NASAA Investment Advisors Law Examination Jan 2017
Contact Info for Elsa E. Wartner
Phone Number: 404-827-6461
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    17,726
    MILLIONS
  • Total Number of Accounts
    37,178
    ACCOUNTS
  • Average Account Value
    $476,799
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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