Eric Scruggs, financial advisor Boston MA
96 score

Eric Scruggs

CRD Number: 6082402
Current Firm: Shepherd Kaplan LLC

Eric Scruggs (CRD# 6082402) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 5 years of experience in the finance industry. Eric Scruggs has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Christopher Grande, financial advisor Boston MA
Christopher Grande
CRD# 2616253
Walnut Hill Advisors, LLC
Score
104
Similar Advisors
Peter Canniff, financial advisor Boston MA
Peter J. Canniff
CRD# 2513892
Advanced Portfolio Design, LLC
Score
103
Similar Advisors
Patrick Cote, financial advisor Boston MA
Patrick R. Cote
CRD# 5189191
Assetgrade, LLC
Score
103
Professional Designations
Company Name Location Dates Years
Shepherd Kaplan LLC Boston, MA Mar 2017 - Current 1
Acorn Financial Advisory Services, Inc. Reston, VA Sep 2012 - Mar 2017 4
Acorn Financial Services, Inc. Reston, VA Aug 2012 - Mar 2017 4
The Strategic Financial Alliance, Inc. Atlanta, GA Jun 2012 - Mar 2017 4
Integral LLC Washington, DC Jan 2011 - Aug 2012 1
Target Corporation Springfield, VA Jun 2010 - Dec 2010 < 1
The College Of William And Mary Williamsburg, VA May 2009 - Jun 2010 1
Full-time Education Houston, TX Aug 2005 - May 2009 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2012
Contact Info for Eric P. Scruggs
Phone Number: 617-896-1600
Firm Website: http://www.sk-llc.com
Registered State(s):
  • MA
  • VA
By the Numbers
  • Total Assets Under Management
    7,481
    MILLIONS
  • Total Number of Accounts
    1,733
    ACCOUNTS
  • Average Account Value
    $4,316,861
Compensation Options
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, FL, MA, MD, NJ, NY, PA, TX, VA

Ready to hire a financial advisor? Get competitive proposals from Eric Scruggs and other advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.