Erik HelmstetterCRD Number: 3173525
Current Firm: Oder Investment Management, LLC
Erik Helmstetter (CRD# 3173525) is an Investment Advisor Representative working at Oder Investment Management, LLC in Los Angeles, CA and has over 18 years of experience in the finance industry. Erik Helmstetter has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Jst Investment Consulting
Fried Asset Management, Inc.
|Oder Investment Management||Los Angeles, CA||Jun 2017 - Current||< 1|
|Morgan Stanley Private Bank, National Association||New York, NY||Jan 2015 - Jun 2017||2|
|Morgan Stanley Smith Barney||Santa Monica, CA||Jun 2009 - Jun 2017||8|
|Morgan Stanley & Co Inc.||Santa Monica, CA||Apr 2009 - Jun 2017||8|
|Merrill Lynch||Santa Monica, CA||Sep 1998 - Apr 2009||10|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Santa Monica, CA||Sep 1998 - Apr 2009||10|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management182MILLIONS
Total Number of Accounts357ACCOUNTS
Average Account Value$508,720
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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