Finley Woodward, financial advisor Raleigh NC
81 score

Finley Woodward

CRD Number: 6020806
Current Firm: Park Avenue Securities LLC

Finley Woodward (CRD# 6020806) is an Investment Advisor Representative working at Park Avenue Securities LLC in Raleigh, NC and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Park Avenue Securities Raleigh, NC Nov 2017 - Current < 1
Guardian Life Insurance Company Raleigh, NC Sep 2017 - Current < 1
Guardian Life Insurance Company Pensacola, FL Jan 2017 - Sep 2017 < 1
Ohio National Pensacola, FL Aug 2016 - Jan 2017 < 1
Park Avenue Securities Pensacola, FL Nov 2012 - Aug 2016 3
Guardian Life Insurance Company Pensacola, FL May 2012 - Aug 2016 4
Escambia Co Schools Pensacola, FL Aug 2011 - Jun 2012 < 1
Donelson Christian Acad Nashville, TN Jul 2009 - Jul 2011 2
Wilson Co Schools Mount Juliet, TN Jul 2008 - Jul 2009 1
Platinum Financial Nashville, TN Jul 2005 - Jul 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2013
S65 NASAA Investment Advisors Law Examination Oct 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Finley B. Woodward
Phone Number: 1-888-600-4667
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    2,821
    MILLIONS
  • Total Number of Accounts
    15,391
    ACCOUNTS
  • Average Account Value
    $183,263
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
81

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