Fredrick Randhahn, financial advisor Ogden UT
93 score

Fredrick Randhahn

CRD Number: 1338801
Current Firm: Spc

Fredrick Randhahn (CRD# 1338801) is an Investment Advisor Representative working at Spc in Ogden, UT and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Spc Ann Arbor, MI Jan 2012 - Current 6
Sigma Financial Corporation Ann Arbor, MI Jan 2012 - Current 6
Ameriprise Financial Services, Inc. Midvale, UT Oct 2009 - Jan 2012 2
Ameriprise Advisor Services Salt Lake City, UT Mar 2009 - Jan 2012 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ogden, UT Feb 1996 - Mar 2009 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1988
S65 NASAA Investment Advisors Law Examination Apr 1996
Contact Info for Fredrick M. Randhahn
Phone Number: 734-663-1611
Registered State(s):
  • AZ
  • FL
  • MD
  • MA
  • MI
  • NV
  • OH
  • OR
  • UT
  • NJ
  • NH
By the Numbers
  • Total Assets Under Management
    2,586
    MILLIONS
  • Total Number of Accounts
    20,899
    ACCOUNTS
  • Average Account Value
    $123,754
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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