Gary Klein, financial advisor Hayward CA
93 score

Gary Klein

CRD Number: 5931342
Current Firm: Lpl Financial LLC

Gary Klein (CRD# 5931342) is an Investment Advisor Representative working at Lpl Financial LLC in Hayward, CA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Hayward, CA Nov 2017 - Current < 1
Trilogy Capital, Inc. Walnut Creek, CA Nov 2015 - Current 2
National Planning Corporation San Mateo, CA Jun 2011 - Current 6
Trilogy Financial Services San Mateo, CA Jun 2011 - Feb 2017 5
Unemployed Hayward, CA May 2011 - Jun 2011 < 1
Vpype Corp Milpitas, CA Oct 2009 - May 2011 1
Unemployed Hayward, CA Nov 2008 - Oct 2009 < 1
Creative Labs Inc. Milpitas, CA Aug 2000 - Nov 2008 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2011
S65 NASAA Investment Advisors Law Examination Apr 2013
Contact Info for Gary A. Klein
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    117,248
    MILLIONS
  • Total Number of Accounts
    551,780
    ACCOUNTS
  • Average Account Value
    $212,490
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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