Greg KotsakisCRD Number: 5404215
Current Firm: Schwab Private Client Investment Advisory, Inc.
Greg Kotsakis (CRD# 5404215) is an Investment Advisor Representative working at Schwab Private Client Investment Advisory, Inc. in San Francisco, CA and has over 9 years of experience in the finance industry. Greg Kotsakis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Polaris Greystone Financial Group, LLC
Skyoak Wealth Management, Inc.
Blossom Wealth Management, LLC
|Schwab Private Client Investment Advisory Inc.||Phoenix, AZ||Nov 2014 - Current||3|
|Charles Schwab & Company, Inc.||Phoenix, AZ||Dec 2012 - Current||5|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Phoenix, AZ||Aug 2012 - Dec 2012||< 1|
|Usaa Financial Advisors Inc.||Phoenix, AZ||Jan 2010 - Aug 2012||2|
|Usaa Financial Planning Services||Phoenix, AZ||Jan 2010 - Aug 2012||2|
|Charles Schwab & Company, Inc.||Phoenix, AZ||Nov 2007 - Jan 2010||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2008|
|S66||NASAA Uniform Combined State Law Examination||Oct 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management74,447MILLIONS
Total Number of Accounts158,678ACCOUNTS
Average Account Value$469,169
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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