Gregg Maleri, financial advisor Hartford CT

Gregg Maleri

CRD Number: 3149818
Current Firm: Ameriprise Financial Services, LLC

Gregg Maleri (CRD# 3149818) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Hartford, CT and has over 14 years of experience in the finance industry. Gregg Maleri has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Advice And Planning Services
Professional Designations
Company Name Location Dates Years
Ameriprise Financial Services, LLC Hartford, CT Mar 2020 - Current 4
Ameriprise Financial Services Inc. Hartford, CT Nov 2017 - Current 6
Mml Investors Services, LLC Glastonbury, CT Mar 2017 - Nov 2017 < 1
Massachusetts Mutual Life Insurance Company Glastonbury, CT Jul 2016 - Nov 2017 1
Metlife Securities Glastonbury, CT Apr 2015 - Mar 2017 1
Bank Of America, N.a. Farmington, CT Feb 2011 - Apr 2015 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmington, CT Jan 2009 - Apr 2015 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2009
S66 NASAA Uniform Combined State Law Examination Sep 2011
Contact Info for Gregg T. Maleri
Phone Number: 612-671-3131
Firm Website: http://ameriprise.com
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    414,380
    MILLIONS
  • Total Number of Accounts
    1,953,584
    ACCOUNTS
  • Average Account Value
    $212,113
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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