Gregory HerrlingCRD Number: 5590483
Current Firm: U.s. Bancorp Investments, Inc.
Gregory Herrling (CRD# 5590483) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Ferndale, WA and has over 9 years of experience in the finance industry.
Concert Wealth Management
Financial Plan, Inc.
Transamerica Financial Advisors, Inc.
|U.s. Bancorp Investments, Inc.||Bellingham, WA||Jan 2010 - Current||8|
|Wells Fargo Investments, LLC||Portland, OR||Dec 2008 - Jan 2010||1|
|Metlife Securities Inc.||Lake Oswego, OR||Sep 2008 - Dec 2008||< 1|
|Unemployed||Lake Oswego, OR||Jun 2008 - Sep 2008||< 1|
|Wells Fargo||Bend, OR||Mar 2007 - Jun 2008||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management6,171MILLIONS
Total Number of Accounts27,543ACCOUNTS
Average Account Value$224,036
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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