Hal Butler, financial advisor Rome GA

Hal Butler

CRD Number: 1069655
Current Firm: Cetera Investment Advisers LLC

Hal Butler (CRD# 1069655) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Rome, GA and has over 41 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Advisers LLC Schaumburg, IL Mar 2024 - Current < 1
Cetera Advisors LLC St Cloud, MN Nov 2021 - Current 2
The Hb Butler Group LLC Rome, GA Oct 2021 - Current 2
Wells Fargo Clearing Services, LLC Rome, GA Nov 2016 - Current 7
Wells Fargo Advisors LLC Rome, GA May 2009 - Nov 2016 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1982
S65 NASAA Investment Advisors Law Examination Mar 1996
Contact Info for Hal B. Butler
Phone Number: 888-528-2987
Registered State(s):
  • GA
  • TX
By the Numbers
  • Total Assets Under Management
    33,356
    MILLIONS
  • Total Number of Accounts
    176,986
    ACCOUNTS
  • Average Account Value
    $188,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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