Hyun Soo Lee, financial advisor Fresno CA
68 score

Hyun Soo Lee

CRD Number: 5890771
Current Firm: Taylor Advisory Group

Hyun Soo Lee (CRD# 5890771) is an Investment Advisor Representative working at Taylor Advisory Group in Fresno, CA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Om Pacific Capital, LLC Los Gatos, CA Jan 2016 - Current 2
Bank Of America, N.a. San Jose, CA Jan 2012 - Jan 2016 4
Merrill Lynch, Pierce, Fenner And Smith San Jose, CA Jul 2011 - Jan 2016 4
Morgan Stanley Smith Barney Walnut Creek, CA Feb 2011 - Jul 2011 < 1
Venture Source Group LLC San Jose, CA Jul 2006 - Jan 2011 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2011
S65 NASAA Investment Advisors Law Examination Nov 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Hyun Soo Lee
Phone Number: 480-686-6858
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AZ, CA

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BADGES
68

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