Hyun Soo Lee (CRD# 5890771) is an Investment Advisor Representative working at Taylor Advisory Group in Fresno, CA and has over 12 years of experience in the finance industry.
CRD# 4407978
Commonwealth Financial Network
CRD# 4834967
Diversified Wealth Management Solutions, LLC
CRD# 5351296
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Om Pacific Capital, LLC | Los Gatos, CA | Jan 2016 - Current | 8 |
| Bank Of America, N.a. | San Jose, CA | Jan 2012 - Jan 2016 | 4 |
| Merrill Lynch, Pierce, Fenner And Smith | San Jose, CA | Jul 2011 - Jan 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2011 |
| S65 | NASAA Investment Advisors Law Examination | Nov 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management48MILLIONS
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Total Number of Accounts67ACCOUNTS
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Average Account Value$711,396
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
AZ, CA
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