Jacob Etler, financial advisor Saratoga Springs NY

Jacob Etler

CRD Number: 7121091
Current Firm: Rockefeller Capital Management

Jacob Etler (CRD# 7121091) is an Investment Advisor Representative working at Rockefeller Capital Management in Saratoga Springs, NY and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Rockefeller & Company Cincinnati, OH Sep 2021 - Current 1
Rockefeller Financial LLC Cincinnati, OH Sep 2021 - Current 1
Fifth Third Bank Florence, KY Jun 2020 - Sep 2021 1
Fidelity Brokerage Services, LLC Covington, KY May 2019 - Jun 2020 1
Georgetown College Georgetown, KY Aug 2015 - May 2019 3
Mutual Of Omaha Lexington, KY Feb 2019 - Apr 2019 < 1
Beechwood Independent Schools Fort Mitchell, KY Jun 2015 - Jan 2019 3
Hansel Contracting Fort Mitchell, KY May 2018 - Aug 2018 < 1
Iatse Local 5 Cincinnati, OH May 2016 - Aug 2018 2
Beechwood High School Fort Mitchell, KY May 2009 - May 2015 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2019
S66 NASAA Uniform Combined State Law Examination Feb 2020
Contact Info for Jacob Etler
Phone Number: 212-549-5100
Registered State(s):
  • OH
  • TX
By the Numbers
  • Total Assets Under Management
    28,680
    MILLIONS
  • Total Number of Accounts
    34,517
    ACCOUNTS
  • Average Account Value
    $830,908
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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