James Braden, financial advisor Owenboro KY

James Braden

CRD Number: 4512799
Current Firm: Lpl Financial LLC

James Braden (CRD# 4512799) is an Investment Advisor Representative working at Lpl Financial LLC in Owenboro, KY and has over 17 years of experience in the finance industry. James Braden has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Financial LLC Owensboro, KY Nov 2019 - Current < 1
J.alan Braden Owensboro, KY Feb 2012 - Current 8
Red Rentals, LLC Owensboro, KY Jul 2007 - Current 12
J. Alan Braden, Cpa Owensboro, KY Jan 1974 - Current 46
H.d. Vest Insurance Agency Inc (now Avantax Investment Services) Irving, TX Sep 2012 - Nov 2019 7
H.d. Vest Advisory Services (now Avantax Investment Services) Owensboro, KY Jan 2007 - Nov 2019 12
Hd Vest Investment Services (now Avantax Investment Services) Owensboro, KY Jan 2005 - Nov 2019 14
Lincoln Heritage Owensboro, KY Oct 2013 - Jul 2014 < 1
Braden And Associates Owensboro, KY Jan 1994 - Jun 2010 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2002
Contact Info for James A. Braden
Phone Number: 617-423-3644
Registered State(s):
  • KY
  • TX
By the Numbers
  • Total Assets Under Management
    159,099
    MILLIONS
  • Total Number of Accounts
    786,525
    ACCOUNTS
  • Average Account Value
    $202,281
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
Clean Record
This advisor has a clean track record with regulators.

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