James Brown, financial advisor Bloomington IL

James Brown

CRD Number: 1290497
Current Firm: Northwestern Mutual Investment Services,llc

James Brown (CRD# 1290497) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Bloomington, IL and has over 32 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Feb 2015 - Current 9
Northwestern Mutual Investment Services, LLC Normal, IL Jan 2006 - Current 18
Northwestern Mutual Investment Services, LLC Normal, IL Jan 1985 - Current 39
Northwestern Mutual Life Insurance Company Milwaukee, WI Dec 1976 - Current 47
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1991
S66 NASAA Uniform Combined State Law Examination Jul 2006
Contact Info for James R. Brown
Phone Number: 866-664-7737
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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