James Cummings, financial advisor Saint Louis MO

James Cummings

CRD Number: 6491750
Current Firm: Stifel, Nicolaus & Company, Incorporated

James Cummings (CRD# 6491750) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Saint Louis, MO and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Stifel Nicolaus & Co Inc. St. Louis, MO Dec 2018 - Current 5
Wells Fargo Clearing Services LLC St Louis, MO Jul 2017 - Dec 2018 1
University Of Missouri Columbia, MO Aug 2013 - May 2017 3
The Broadway Hotel - The Roof Columbia, MO Nov 2016 - Mar 2017 < 1
Northwestern Mutual Columbia, MO May 2016 - Aug 2016 < 1
Ameriprise Financial Chesterfield, MO May 2015 - Aug 2015 < 1
Forest Hills Country Club Chesterfield, MO May 2014 - Aug 2014 < 1
Parkway South High School Manchester, MO Aug 2009 - May 2014 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2017
Contact Info for James H. Cummings
Phone Number: 314-342-2000
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    132,551
    MILLIONS
  • Total Number of Accounts
    334,814
    ACCOUNTS
  • Average Account Value
    $395,894
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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