James CummingsCRD Number: 6491750
Current Firm: Stifel, Nicolaus & Company, Incorporated
James Cummings (CRD# 6491750) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Saint Louis, MO and has over 4 years of experience in the finance industry.
Cutter & Company, Inc.
Moneta Group Investment Advisors, LLC
|Stifel Nicolaus & Co Inc.||St. Louis, MO||Dec 2018 - Current||3|
|Wells Fargo Clearing Services LLC||St Louis, MO||Jul 2017 - Dec 2018||1|
|University Of Missouri||Columbia, MO||Aug 2013 - May 2017||3|
|The Broadway Hotel - The Roof||Columbia, MO||Nov 2016 - Mar 2017||< 1|
|Northwestern Mutual||Columbia, MO||May 2016 - Aug 2016||< 1|
|Ameriprise Financial||Chesterfield, MO||May 2015 - Aug 2015||< 1|
|Forest Hills Country Club||Chesterfield, MO||May 2014 - Aug 2014||< 1|
|Parkway South High School||Manchester, MO||Aug 2009 - May 2014||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2017|
Total Assets Under Management148,561MILLIONS
Total Number of Accounts316,625ACCOUNTS
Average Account Value$469,203
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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