James DavisCRD Number: 62193
Current Firm: Kestra Advisory Services, LLC
James Davis (CRD# 62193) is an Investment Advisor Representative working at Kestra Advisory Services, LLC in Austin, TX and has over 40 years of experience in the finance industry.
Pbl Wealth Management
Kestra Advisory Services, LLC
|Kestra Investment Services, LLC||Brentwood, TN||Apr 2022 - Current||< 1|
|Kestra Advisory Services, LLC||Brentwood, TN||Apr 2022 - Current||< 1|
|Nbc Securities, Inc.||Birmingham, AL||Sep 2000 - Apr 2022||21|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1982|
|S66||NASAA Uniform Combined State Law Examination||Sep 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management45,081MILLIONS
Total Number of Accounts127,790ACCOUNTS
Average Account Value$352,772
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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