James Fossum, financial advisor Cullman AL
93 score

James Fossum

CRD Number: 5975769
Current Firm: Transamerica Financial Advisors, Inc.

James Fossum (CRD# 5975769) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Cullman, AL and has over 6 years of experience in the finance industry.

Similar Advisors
Jerry Porch, financial advisor Cullman AL
Jerry C. Porch
CRD# 5278032
Edward Jones
Score
98
Similar Advisors
Mark Rutledge, financial advisor Cullman AL
Mark H. Rutledge
CRD# 2293502
Blackwater Advisory Group LLC
Score
96
Similar Advisors
Michael Wiginton, financial advisor Cullman AL
Michael W. Wiginton
CRD# 2307270
Cantella & Company, Inc.
Score
96
Company Name Location Dates Years
Transamerica Financial Advisors, Inc. Cullman, AL Nov 2016 - Current 1
World Financial Group, Inc. Cullman, AL Sep 2016 - Current 1
Valic Birmingham, AL Oct 2015 - Aug 2016 < 1
Thrivent Financial For Lutherans Appleton, WI May 2012 - Oct 2015 3
Thrivent Investment Management Inc. Huntsville, AL Nov 2011 - Oct 2015 3
Unemployed Sheridan, WY Nov 2008 - Nov 2011 3
Crescent Electric Sheridan, WY Sep 2008 - Nov 2008 < 1
Unemployed Sheridan, WY Jun 2008 - Sep 2008 < 1
Poll Motors Sheridan, WY Apr 2008 - Jun 2008 < 1
Unemployed Sheridan, WY Jun 2007 - Apr 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2012
Contact Info for James A. Fossum
Phone Number: 727-299-1800
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    969
    MILLIONS
  • Total Number of Accounts
    14,750
    ACCOUNTS
  • Average Account Value
    $65,719
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from James Fossum and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.