James Franco, financial advisor Scottsdale AZ

James Franco

CRD Number: 1385945
Current Firm: United Planners' Financial Services Of America A Limited Partner

James Franco (CRD# 1385945) is an Investment Advisor Representative working at United Planners' Financial Services Of America A Limited Partner in Scottsdale, AZ and has over 38 years of experience in the finance industry.

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Company Name Location Dates Years
United Planners' Financial Services Of America Scottsdale, AZ Aug 2017 - Current 6
Franco Financial Services Inc. Thousand Oaks, CA Feb 2013 - Current 11
Ats- Advanced Tax Strategies Thousand Oaks, CA Oct 2010 - Current 13
James Franco Independent Insurance Thousand Oak,ca, CA Oct 2002 - Current 21
Lpl Financial, LLC Thousands Oaks, CA May 1999 - Current 24
Ats- Advanced Tax Strategies Thousand Oaks, CA Oct 2010 - Apr 2021 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1985
S65 NASAA Investment Advisors Law Examination Jan 2020
Contact Info for James M. Franco
Phone Number: 480-991-0225
Registered State(s):
  • CA
  • CO
By the Numbers
  • Total Assets Under Management
    6,086
    MILLIONS
  • Total Number of Accounts
    50,361
    ACCOUNTS
  • Average Account Value
    $120,841
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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