James Hall, financial advisor Bentonville AR

James Hall

CRD Number: 1305791
Current Firm: Cetera Investment Advisers LLC

James Hall (CRD# 1305791) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Bentonville, AR and has over 29 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisors LLC Russellville, AR Sep 2022 - Current 1
First Allied Advisory Services Schaumburg, IL Nov 2020 - Current 3
First Allied Securities, Inc. San Diego, CA Feb 2011 - Sep 2022 11
First Allied Advisory Services, Inc. Chesterfield, MO Jul 2012 - Nov 2020 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1995
S65 NASAA Investment Advisors Law Examination Jul 1996
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for James L. Hall
Phone Number: 888-528-2987
Registered State(s):
  • AR
  • TX
By the Numbers
  • Total Assets Under Management
    33,356
    MILLIONS
  • Total Number of Accounts
    176,986
    ACCOUNTS
  • Average Account Value
    $188,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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