James Jennings (CRD# 5615652) is an Investment Advisor Representative working at Silver Oak Securities, Inc. in Alpharetta, GA and has over 15 years of experience in the finance industry.
CRD# 7069825
Beacon Global Advisor Network, LLC
CRD# 5338514
Rollins Financial Advisors, LLC
CRD# 5822473
Rockefeller Capital Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Silver Oak Securities Inc. | Jackson, TN | Nov 2014 - Current | 9 |
| Kovack Securities Inc. | Cartersville, GA | Oct 2014 - Nov 2014 | < 1 |
| Resource Horizons Group, LLC | Marietta, GA | Jun 2011 - Nov 2014 | 3 |
| Resource Horizons Investment Advisory | Marietta, GA | Jun 2011 - Nov 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2009 |
- AL
- GA
-
Total Assets Under Management1,463MILLIONS
-
Total Number of Accounts10,311ACCOUNTS
-
Average Account Value$141,919
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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