James King, financial advisor Cocoa FL
81 score

James King

CRD Number: 5531079
Current Firm: Pnc Investments

James King (CRD# 5531079) is an Investment Advisor Representative working at Pnc Investments in Cocoa, FL and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Pnc Investments Pittsburgh, PA Jun 2017 - Current < 1
Cetera Investment Advisors LLC Saint Cloud, MN Jan 2014 - Apr 2017 3
Regions Bank Rockledge, FL Feb 2013 - Apr 2017 4
Cetera Investment Services LLC St. Cloud, MN Feb 2013 - Apr 2017 4
Wells Fargo Advisors LLC Melbourne, FL Nov 2010 - Feb 2013 2
Morgan Stanley Smith Barney Orlando, FL Jun 2009 - Nov 2010 1
Citigroup Global Markets Inc. Orlando, FL Jul 2008 - Nov 2010 2
Re/max Integrity Leaders Centereach, NY Apr 2007 - Jun 2008 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for James D. King
Phone Number: 800-762-6111
Firm Website: http://www.pnc.com
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    14,009
    MILLIONS
  • Total Number of Accounts
    91,053
    ACCOUNTS
  • Average Account Value
    $153,857
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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