James Martin, financial advisor Burlington WI
90 score

James Martin

CRD Number: 6162386
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

James Martin (CRD# 6162386) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Burlington, WI and has over 4 years of experience in the finance industry.

Similar Advisors
David Jordan, financial advisor Burlington WI
David P. Jordan
CRD# 2348335
Jordan Financial Life Planning
Score
103
Similar Advisors
Justus Morgan, financial advisor Burlington WI
Justus Morgan
CRD# 4697511
Financial Service Group Inc.
Score
103
Similar Advisors
Alan Friedlander, financial advisor Burlington WI
Alan S. Friedlander
CRD# 1890289
D.h. Hill Advisors, Inc.
Score
100
Company Name Location Dates Years
Bank Of America, N.a. Burlington, WI Jun 2017 - Current < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Burlington, WI Jun 2017 - Current < 1
Edward Jones St Louis, MO Mar 2013 - Jun 2017 4
Foundation For A Traditional Wabash Crawfordsville, IN Aug 2010 - Dec 2012 2
Penzeys Spices Wauwatosa, WI May 2010 - Dec 2012 2
Wabash College Crawfordsville, IN Aug 2009 - Dec 2012 3
Sapphire Theatre Company Indianapolis, IN May 2012 - Aug 2012 < 1
Martin Law Office Lake Geneva, WI Jun 2004 - Dec 2011 7
Hibbertt Sporting Goods Crawfordsville, IN Sep 2010 - Oct 2010 < 1
Education Williams Bay, WI Sep 2002 - Aug 2009 6
Office Max Lake Geneva, WI Nov 2007 - Mar 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2013
Contact Info for James R. Martin
Phone Number: 800-637-7455
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    639,574
    MILLIONS
  • Total Number of Accounts
    1,831,494
    ACCOUNTS
  • Average Account Value
    $349,209
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from James Martin and other advisors.
BADGES
90
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.