James Ortega, financial advisor Farmers Branch TX

James Ortega

CRD Number: 6629544
Current Firm: J.p. Morgan Securities LLC

James Ortega (CRD# 6629544) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Farmers Branch, TX and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Jpmorgan Chase Bank, N.a. Richardson, TX Aug 2018 - Current 3
J.p. Morgan Securities LLC Richardson, TX Aug 2018 - Current 3
Nylife Securities LLC Frisco, TX Nov 2017 - Jul 2018 < 1
New York Life Insurance Company Frisco, TX Nov 2017 - Jul 2018 < 1
Mml Investors Services, LLC Dallas, TX Aug 2017 - Nov 2017 < 1
Massmutual Dallas, TX Jul 2017 - Nov 2017 < 1
Lincoln Financial Advisors Corporation Dallas, TX Feb 2017 - Aug 2017 < 1
The Bartech Group Dallas, TX Apr 2016 - Aug 2017 1
The Office Of Maya Katzman Dallas, TX Jan 2017 - Jul 2017 < 1
Mexican Sugar LLC Plano, TX Dec 2014 - Mar 2017 2
On The Border LLC Mckinney, TX Apr 2012 - Sep 2015 3
Quaker Steak & Lube Plano, TX Oct 2014 - Nov 2014 < 1
Unemployed Frisco, TX Apr 1994 - Mar 2012 17
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2017
Contact Info for James A. Ortega
Phone Number: 800-999-2000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    188,264
    MILLIONS
  • Total Number of Accounts
    729,091
    ACCOUNTS
  • Average Account Value
    $258,218
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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