James Rudwall, financial advisor Libertyville IL
58 score

James Rudwall

CRD Number: 1070818
Current Firm: Rudwall Wealth Management LLC

James Rudwall (CRD# 1070818) is an Investment Advisor Representative working at Rudwall Wealth Management LLC in Libertyville, IL and has over 35 years of experience in the finance industry.

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Company Name Location Dates Years
Rudwall Wealth Management, LLC Libertyville, IL Nov 2016 - Current 1
Insight Securities, Inc. Highland Park, IL Jul 2016 - Nov 2016 < 1
Morgan Stanley Smith Barney LLC Chicago, IL Mar 2016 - Apr 2016 < 1
Ubs Financial Services Inc. Chicago, IL Nov 2008 - Mar 2016 7
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago, IL Aug 1982 - Nov 2008 26
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1982
S65 NASAA Investment Advisors Law Examination Aug 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for James F. Rudwall
Phone Number: 847-987-5915
Registered State(s):
  • CA
  • IL
Current Firm Details
Rudwall Wealth Management LLC
Firm's CRD Number: 284515
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States


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