James Rudwall (CRD# 1070818) is an Investment Advisor Representative working at Rudwall Wealth Management LLC in Libertyville, IL and has over 41 years of experience in the finance industry.
CRD# 5252940
Cetera Investment Advisers LLC
CRD# 1257255
Raymond James Financial Services Advisors, Inc.
CRD# 2424715
Mesirow Financial Investment Management, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Rudwall Wealth Management, LLC | Libertyville, IL | Nov 2016 - Current | 7 |
| Insight Securities, Inc. | Highland Park, IL | Jul 2016 - Nov 2016 | < 1 |
| Morgan Stanley Smith Barney LLC | Chicago, IL | Mar 2016 - Apr 2016 | < 1 |
| Ubs Financial Services Inc. | Chicago, IL | Nov 2008 - Mar 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1982 |
| S65 | NASAA Investment Advisors Law Examination | Aug 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
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Total Assets Under Management37MILLIONS
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Total Number of Accounts67ACCOUNTS
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Average Account Value$550,652
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
IL
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