James Sossamon, financial advisor Fort Smith AR
73 score

James Sossamon

CRD Number: 1221731
Current Firm: Voya Financial Advisors, Inc.

James Sossamon (CRD# 1221731) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Fort Smith, AR and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Voya Financial Advisors Overland Park, KS Aug 2016 - Current 1
Wall Street Financial Group, Inc. Fairport, NY Jan 2011 - Aug 2016 5
Securities America, Inc. Hiwasse, AR Jan 2009 - Dec 2010 1
Securities America Advisors, Inc. Lavista, NE Jan 2009 - Dec 2010 1
Financial Plan Advisors Hiwasse, AR Apr 2008 - Dec 2010 2
Brecek & Young Advisors, Inc. Folsom, CA Mar 2001 - Jan 2009 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1983
S65 NASAA Investment Advisors Law Examination Mar 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for James D. Sossamon
Phone Number: 1-800-356-2906
Registered State(s):
  • AR
By the Numbers
  • Total Assets Under Management
    11,151
    MILLIONS
  • Total Number of Accounts
    59,860
    ACCOUNTS
  • Average Account Value
    $186,281
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
73

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