Jay Rogers, financial advisor

Jay Rogers

CRD Number: 2680261
Current Firm: Alpha Strategies Investment Consulting

Jay Rogers is an investment management professional and entrepreneur with over two decades in the financial services industry. His financial background began with a career on the sell side with such firms as Morgan Stanley, Wells Fargo and Bear Stearns. He later worked as Chief Investment Officer for a family office and made his transition to the buy side with a long only growth equity manager. For several years he also worked for an independent third party marketing firm raising money in both traditional and alternative asset classes. 

 

Jay is a trusted advisor to several family offices and is instrumental in syndicating private investment opportunities among family offices and institutional investors nationwide. These opportunities include real estate, private equity, and venture capital.

 

Jay acts as advisor to several Native American Tribal Nations in the area of economic development and investment opportunities.  An advocate for tribal independence he has provided financial solutions to several tribes and is the founder of the Native Made Foundation, championing the purchase of goods and services originating on Native American Reservations.

 

Jay is also a frequent speaker at industry events on family office and alternative investment issues. He has appeared on CNN’s Your Money and is frequently quoted and interviewed for financial publications including the Wall Street Journal, Bloomberg News and NPR. He has presented to audiences at IMN, Opal Financial, IvyPlus, World Research Congress, Alternative Assets Summit and other investment conferences around the country.  Jay is also a guest lecturer at USC Marshall School of Business.  Jay also provides expert witness testimony for litigation involving securities industry issues.

 

Jay holds a BS from Northeastern University and is also a graduate of the USMC Officer Candidate School in Quantico, VA.  He holds multiple securities licenses and has completed professional courses in Advanced Estate Planning, Asset Allocation, and Retirement Planning. He is a member of the CFA Institute and the CFA Society of Orange County (CFAOC). Currently residing in Ladera Ranch with his wife and three sons, he is active in his local community as President of the Board of Directors for Ladera Ranch Community Services (LARCS), a community services organization. Mr. Rogers is also an Assistant Scoutmaster for Boy Scout Troop 636 and is a member of the National Eagle Scout Association and the Order of the Arrow.

 

2012 International Hedge Fund Awards – Rising Star of Hedge Funds

2013 AI Finance Awards winner – Investment Consultancy (California)

2014 International Hedge Fund Awards – Family Office Choice: Consultancy Firm of the Year

2014 International Hedge Fund Awards – Sustained Excellence Award – Hybrid Private Equity/Hedge Fund Advisory Firm of the Year

2015 M&A Awards – Excellence in Private Equity Investments – USA

Similar Advisors
Robert Henderson, CFP®, financial advisor
Robert Henderson, CFP®
CRD# 5089860
Lansdowne Wealth Management, LLC
Similar Advisors
Thomas Blottenberger, financial advisor
Thomas E. Blottenberger
CRD# 5769283
Paradigm Shift Financial, LLC
Similar Advisors
Jim David, financial advisor
Jim David
CRD# 4092356
David Wealth Management, LLC
Company Name Location Dates Years
Five 9 Securities, LLC Santa Monica, CA Aug 2018 - Current 5
Alpha Strategies Investment Consulting Ladera Ranch, CA Aug 2009 - Current 14
Five 9 Securities, LLC New York, NY Dec 2015 - Dec 2016 1
Equinox Securities, Inc. Redlands, CA Oct 2014 - Dec 2015 1
Dinosaur Securities, LLC New York, NY Apr 2013 - Sep 2014 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2011
S65 NASAA Investment Advisors Law Examination Jan 1996
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Jay L. Rogers
Phone Number: 310-993-9952
Registered State(s):
  • CA
Current Firm Details
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA

Ready to hire a financial advisor? Get competitive proposals from Jay Rogers and other advisors.
BADGES
Verified Page
Data verified by both the advisor and the public regulatory data.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.