Jay Thompson (CRD# 5585377) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Bakersfield, CA and has over 15 years of experience in the finance industry.
CRD# 4291736
Lpl Financial LLC
CRD# 6682449
J.p. Morgan Securities LLC
CRD# 1960365
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Jay R. Thompson Tax Preparer | Bakersfield, CA | Jan 2016 - Current | 8 |
| Golden Empire Services | Glendale, CA | Apr 2015 - Current | 9 |
| Transamerica Financial Advisors, Inc. | Bakersfield, CA | Jan 2012 - Current | 12 |
| Csu Bakerfield Small Business Development Center | Bakersfield, CA | Sep 2010 - Current | 13 |
| Jay R. Thompson Commercial Property | Bakersfield, CA | Jun 2009 - Current | 14 |
| World Financial Group | Bakersfield, CA | Apr 2008 - Current | 16 |
| Kern Community College District | Bakersfield,, CA | Oct 2018 - Dec 2021 | 3 |
| Physician's Charitable Distributions | Bakersfield, CA | Oct 2017 - Dec 2021 | 4 |
| Apogee Consulting | Bakersfield, CA | Apr 2012 - Apr 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2008 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2009 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management1,619MILLIONS
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Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
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